Sigmund Freud (18561939). Reflections on War and Death. 1918.
I. The Disappointments of War
CAUGHT in the whirlwind of these war times, without any real information or any perspective upon the great changes that have already occurred or are about to be enacted, lacking all premonition of the future, it is small wonder that we ourselves become confused as to the meaning of impressions which crowd in upon us or of the value of the judgments we are forming. It would seem as though no event had ever destroyed so much of the precious heritage of mankind, confused so many of the clearest intellects or so thoroughly debased what is highest.
Even science has lost her dispassionate impartiality. Her deeply embittered votaries are intent upon seizing her weapons to do their share in the battle against the enemy. The anthropologist has to declare his opponent inferior and degenerate, the psychiatrist must diagnose him as mentally deranged. Yet it is probable that we are affected out of all proportion by the evils of these times and have no right to compare them with the evils of other times through which we have not lived.
The individual who is not himself a combatant and therefore has not become a cog in the gigantic war machinery, feels confused in his bearings and hampered in his activities. I think any little suggestion that will make it easier for him to see his way more clearly will be welcome. Among the factors which cause the stay-at-home so much spiritual misery and are so hard to endure there are two in particular which I should like to emphasize and discuss. I mean the disappointment that this war has called forth and the altered attitude towards death to which it, in common with other wars, forces us.
When I speak of disappointment everybody knows at once what I mean. One need not be a sentimentalist, one may realize the biological and physiological necessity of suffering in the economy of human life, and yet one may condemn the methods and the aims of war and long for its termination. To be sure, we used to say that wars cannot cease as long as nations live under such varied conditions, as long as they place such different values upon the individual life, and as long as the animosities which divide them represent such powerful psychic forces. We were therefore quite ready to believe that for some time to come there would be wars between primitive and civilized nations and between those divided by color, as well as with and among the partly enlightened and more or less civilized peoples of Europe. But we dared to hope differently. We expected that the great ruling nations of the white race, the leaders of mankind, who had cultivated world wide interests, and to whom we owe the technical progress in the control of nature as well as the creation of artistic and scientific cultural standardswe expected that these nations would find some other way of settling their differences and conflicting interests.
These frequently over strict precepts demanded a great deal of him, a great self-restraint and a marked renunciation of his impulses. Above all he was forbidden to resort to lying and cheating, which are so extraordinarily useful in competition with others. The civilized state considered these moral standards the foundation of its existence, it drastically interfered if anyone dared to question them and often declared it improper even to submit them to the test of intellectual criticism. It was therefore assumed that the state itself would respect them and would do nothing that might contradict the foundations of its own existence. To be sure, one was aware that scattered among these civilized nations there were certain remnants of races that were quite universally disliked, and were therefore reluctantly and only to a certain extent permitted to participate in the common work of civilization where they had proved themselves sufficiently fit for the task. But the great nations themselves, one should have thought, had acquired sufficient understanding for the qualities they had in common and enough tolerance for their differences so that, unlike in the days of classical antiquity, the words foreign and hostile should no longer be synonyms.
Trusting to this unity of civilized races countless people left hearth and home to live in strange lands and trusted their fortunes to the friendly relations existing between the various countries. And even he who was not tied down to the same spot by the exigencies of life could combine all the advantages and charms of civilized countries into a newer and greater fatherland which he could enjoy without hindrance or suspicion. He thus took delight in the blue and the grey ocean, the beauty of snow clad mountains and of the green lowlands, the magic of the north woods and the grandeur of southern vegetation, the atmosphere of landscapes upon which great historical memories rest, and the peace of untouched nature. The new fatherland was to him also a museum, filled with the treasure that all the artists of the world for many centuries had created and left behind. While he wandered from one hall to another in this museum he could give his impartial appreciation to the varied types of perfection that had been developed among his distant compatriots by the mixture of blood, by history, and by the peculiarities of physical environment. Here cool, inflexible energy was developed to the highest degree, there the graceful art of beautifying life, elsewhere the sense of law and order, or other qualities that have made man master of the earth.
We must not forget that every civilized citizen of the world had created his own special Parnassus and his own School of Athens. Among the great philosophers, poets, and artists of all nations he had selected those to whom he considered himself indebted for the best enjoyment and understanding of life, and he associated them in his homage both with the immortal ancients and with the familiar masters of his own tongue. Not one of these great figures seemed alien to him just because he spoke in a different language; be it the incomparable explorer of human passions or the intoxicated worshiper of beauty, the mighty and threatening seer or the sensitive scoffer, and yet he never reproached himself with having become an apostate to his own nation and his beloved mother tongue.
The enjoyment of this common civilization was occasionally disturbed by voices which warned that in consequence of traditional differences wars were unavoidable even between those who shared this civilization. One did not want to believe this, but what did one imagine such a war to be like if it should ever come about? No doubt it was to be an opportunity to show the progress in mans community feeling since the days when the Greek amphictyonies had forbidden the destruction of a city belonging to the league, the felling of her oil trees and the cutting off of her water supply. It would be a chivalrous bout of arms for the sole purpose of establishing the superiority of one side or the other with the greatest possible avoidance of severe suffering which could contribute nothing to the decision, with complete protection for the wounded, who must withdraw from the battle, and for the physicians and nurses who devote themselves to their care. With every consideration, of course, for noncombatants, for the women who are removed from the activities of war, and for the children who, when grown up, are to become friends and co-workers on both sides. And with the maintenance, finally, of all the international projects and institutions in which the civilized community of peace times had expressed its corporate life.
But the war in which we did not want to believe broke out and broughtdisappointment. It is not only bloodier and more destructive than any foregoing war, as a result of the tremendous development of weapons of attack and defense, but it is at least as cruel, bitter, and merciless as any earlier war. It places itself above all the restrictions pledged in times of peace, the so-called rights of nations, it does not acknowledge the prerogatives of the wounded and of physicians, the distinction between peaceful and fighting members of the population, or the claims of private property. It hurls down in blind rage whatever bars its way, as though there were to be no future and no peace after it is over. It tears asunder all community bonds among the struggling peoples and threatens to leave a bitterness which will make impossible any re-establishment of these ties for a long time to come.
It has also brought to light the barely conceivable phenomenon of civilized nations knowing and understanding each other so little that one can turn from the other with hate and loathing. Indeed one of these great civilized nations has become so universally disliked that it is even attempted to cast it out from the civilized community as though it were barbaric, although this very nation has long proved its eligibility through contribution after contribution of brilliant achievements. We live in the hope that impartial history will furnish the proof that this very nation, in whose language I am writing and for whose victory our dear ones are fighting, has sinned least against the laws of human civilization. But who is privileged to step forward at such a time as judge in his own defense?
Races are roughly represented by the states they form and these states by the governments which guide them. The individual citizen can prove with dismay in this war what occasionally thrust itself upon him already in times of peace, namely, that the state forbids him to do wrong not because it wishes to do away with wrongdoing but because it wishes to monopolize it, like salt and tobacco. A state at war makes free use of every injustice, every act of violence, that would dishonor the individual. It employs not only permissible cunning but conscious lies and intentional deception against the enemy, and this to a degree which apparently outdoes what was customary in previous wars. The state demands the utmost obedience and sacrifice of its citizens, but at the same time it treats them as children through an excess of secrecy and a censorship of news and expression of opinion which render the minds of those who are thus intellectually repressed defenseless against every unfavorable situation and every wild rumor. It absolves itself from guarantees and treaties by which it was bound to other states, makes unabashed confession of its greed and aspiration to power, which the individual is then supposed to sanction out of patriotism.
Let the reader not object that the state cannot abstain from the use of injustice because it would thereby put itself at a disadvantage. For the individual, too, obedience to moral standards and abstinence from brutal acts of violence are as a rule very disadvantageous, and the state but rarely proves itself capable of indemnifying the individual for the sacrifice it demands of him. Nor is it to be wondered at that the loosening of moral ties between the large human units has had a pronounced effect upon the morality of the individual, for our conscience is not the inexorable judge that teachers of ethics say it is; it has its origin in nothing but social fear. Wherever the community suspends its reproach the suppression of evil desire also ceases, and men commit acts of cruelty, treachery, deception, and brutality, the very possibility of which would have been considered incompatible with their level of culture.
Thus the civilized world-citizen of whom I spoke before may find himself helpless in a world that has grown strange to him when he sees his great fatherland disintegrated, the possessions common to mankind destroyed, and his fellow citizens divided and debased.
Nevertheless several things might be said in criticism of his disappointment. Strictly speaking it is not justified, for it consists in the destruction of an illusion. Illusions commend themselves to us because they save us pain and allow us to enjoy pleasure instead. We must therefore accept it without complaint when they sometimes collide with a bit of reality against which they are dashed to pieces.
Two things have roused our disappointment in this war: the feeble morality of states in their external relations which have inwardly acted as guardians of moral standards, and the brutal behavior of individuals of the highest culture of whom one would not have believed any such thing possible.
Let us begin with the second point and try to sum up the view which we wish to criticise in a single compact statement. Through what process does the individual reach a higher stage of morality? The first answer will probably be: He is really good and noble from birth, in the first place. It is hardly necessary to give this any further consideration. The second answer will follow the suggestion that a process of development is involved here and will probably assume that this development consists in eradicating the evil inclinations of man and substituting good inclinations under the influence of education and cultural environment. In that case we may indeed wonder that evil should appear again so actively in persons who have been educated in this way.
But this answer also contains the theory which we wish to contradict. In reality there is no such thing as eradicating evil. Psychological, or strictly speaking, psychoanalytic investigation proves, on the contrary, that the deepest character of man consists of impulses of an elemental kind which are similar in all human beings, the aim of which is the gratification of certain primitive needs. These impulses are in themselves neither good or evil. We classify them and their manifestations according to their relation to the needs and demands of the human community. It is conceded that all the impulses which society rejects as evil, such as selfishness and cruelty, are of this primitive nature.
These primitive impulses go through a long process of development before they can become active in the adult. They become inhibited and diverted to other aims and fields, they unite with each other, change their objects and in part turn against ones own person. The formation of reactions against certain impulses give the deceptive appearance of a change of content, as if egotism had become altruism and cruelty had changed into sympathy. The formation of these reactions is favored by the fact that many impulses appear almost from the beginning in contrasting pairs; this is a remarkable state of affairs called the ambivalence of feeling and is quite unknown to the layman. This feeling is best observed and grasped through the fact that intense love and intense hate occur so frequently in the same person. Psychoanalysis goes further and states that the two contrasting feelings not infrequently take the same person as their object.
What we call the character of a person does not really emerge until the fate of all these impulses has been settled, and character, as we all know, is very inadequately defined in terms of either good or evil. Man is seldom entirely good or evil, he is good on the whole in one respect and evil in another, or good under certain conditions, and decidedly evil under others. It is interesting to learn that the earlier infantile existence of intense bad impulses is often the necessary condition of being good in later life. The most pronounced childish egotists may become the most helpful and self-sacrificing citizens; the majority of idealists, humanitarians, and protectors of animals have developed from little sadists and animal tormentors.
The transformation of evil impulses is the result of two factors operating in the same sense, one inwardly and the other outwardly. The inner factor consists in influencing the evil or selfish impulses through erotic elements, the love needs of man interpreted in the widest sense. The addition of erotic components transforms selfish impulses into social impulses. We learn to value being loved as an advantage for the sake of which we can renounce other advantages. The outer factor is the force of education which represents the demands of the civilized environment and which is then continued through the direct influence of the cultural milieu.
Civilization is based upon the renunciation of impulse gratification and in turn demands the same renunciation of impulses from every newcomer. During the individuals life a constant change takes place from outer to inner compulsion. The influences of civilization work through the erotic components to bring about the transformation of more and more of the selfish tendencies into altruistic and social tendencies. We may indeed assume that the inner compulsion which makes itself felt in the development of man was originally, that is, in the history of mankind, a purely external compulsion. Today people bring along a certain tendency (disposition) to transform the egotistic into social impulses as a part of their hereditary organization, which then responds to further slight incentives to complete the transformation. A part of this transformation of impulse must also be made during life. In this way the individual man is not only under the influence of his own contemporary cultural milieu but is also subject to the influences of his ancestral civilization.
If we call a persons individual capacity for transforming his egotistical impulses under the influence of love his cultural adaptability, we can say that this consists of two parts, one congenital and the other acquired, and we may add that the relation of these two to each other and to the untransformed part of the emotional life is a very variable one.
In general we are inclined to rate the congenital part too highly, and are also in danger of over-valuing the whole cultural adaptability in its relation to that part of the impulse life which has remained primitive, that is, we are misled into judging people to be better than they really are. For there is another factor which clouds our judgment and falsifies the result in favor of what we are judging.
We are of course in no position to observe the impulses of another person. We deduce them from his actions and his conduct, which we trace back to motives springing from his emotional life. In a number of cases such a conclusion is necessarily incorrect. The same actions which are good in the civilized sense may sometimes originate in noble motives and sometimes not. Students of the theory of ethics call only those acts good which are the expression of good impulses and refuse to acknowledge others as such. But society is on the whole guided by practical aims and does not bother about this distinction; it is satisfied if a man adapts his conduct and his actions to the precepts of civilization and asks little about his motives.
We have heard that the outer compulsion which education and environment exercise upon a man brings about a further transformation of his impulse life for the good, the change from egotism to altruism. But this is not the necessary or regular effect of the outer compulsion. Education and environment have not only love premiums to offer but work with profit premiums of another sort, namely rewards and punishments. They can therefore bring it about that a person subject to their influence decides in favor of good conduct in the civilized sense without any ennobling of impulse or change from egotistic into altruistic inclinations. On the whole the consequence remains the same; only special circumstances will reveal whether the one person is always good because his impulses compel him to be so while another person is good only in so far as this civilized behavior is of advantage to his selfish purposes. But our superficial knowledge of the individual gives us no means of distinguishing the two cases, and we shall certainly be misled by our optimism into greatly over-estimating the number of people who have been transformed by civilization.
Civilized society, which demands good conduct and does not bother about the impulse on which it is based, has thus won over a great many people to civilized obedience who do not thereby follow their own natures. Encouraged by this success, society has permitted itself to be misled into putting the ethical demands as high as possible, thereby forcing its members to move still further from their emotional dispositions. A continual emotional suppression is imposed upon them, the strain of which is indicated by the appearance of the most remarkable reactions and compensations.
In the field of sexuality, where such suppression is most difficult to carry out, it results in reactions known as neurotic ailments. In other fields the pressure of civilization shows no pathological results but manifests itself in distorted characters and in the constant readiness of the inhibited impulses to enforce their gratification at any fitting opportunity.
Anyone thus forced to react continually to precepts that are not the expressions of his impulses lives, psychologically speaking, above his means, and may be objectively described as a hypocrite, whether he is clearly conscious of this difference or not. It is undeniable that our contemporary civilization favors this sort of hypocrisy to an extraordinary extent. One might even venture to assert that it is built upon such a hypocrisy and would have to undergo extensive changes if man were to undertake to live according to the psychological truth. There are therefore more civilized hypocrites than truly cultured persons, and one can even discuss the question whether a certain amount of civilized hypocrisy is not indispensable to maintain civilization because the already organized cultural adaptability of the man of today would perhaps not suffice for the task of living according to the truth. On the other hand the maintenance of civilization even on such questionable grounds offers the prospect that with every new generation a more extensive transformation of impulses will pave the way for a better civilization.
These discussions have already afforded us the consolation that our mortification and painful disappointment on account of the uncivilized behavior of our fellow world citizens in this war were not justified. They rested upon an illusion to which we had succumbed. In reality they have not sunk as deeply as we feared because they never really rose as high as we had believed. The fact that states and races abolished their mutual ethical restrictions not unnaturally incited them to withdraw for a time from the existing pressure of civilization and to sanction a passing gratification of their suppressed impulses. In doing so their relative morality within their own national life probably suffered no rupture.
But we can still further deepen our understanding of the change which this war has brought about in our former compatriots and at the same time take warning not to be unjust to them. For psychic evolution shows a peculiarity which is not found in any other process of development. When a town becomes a city or a child grows into a man, town and child disappear in the city and in the man. Only memory can sketch in the old features in the new picture; in reality the old materials and forms have been replaced by new ones. It is different in the case of psychic evolution. One can describe this unique state of affairs only by saying that every previous stage of development is preserved next to the following one from which it has evolved; the succession stipulates a co-existence although the material in which the whole series of changes has taken place remains the same.
The earlier psychic state may not have manifested itself for years but nevertheless continues to exist to the extent that it may some day again become the form in which psychic forces express themselves, in fact the only form, as though all subsequent developments had been annulled and made regressive. This extraordinary plasticity of psychic development is not without limits as to its direction; one can describe it as a special capacity for retrograde action or regression, for it sometimes happens that a later and higher stage of development that has been abandoned cannot be attained again. But the primitive conditions can always be reconstructed; the primitive psyche is in the strictest sense indestructible.
The so-called mental diseases must make the impression on the layman of mental and psychic life fallen into decay. In reality the destruction concerns only later acquisitions and developments. The nature of mental diseases consists in the return to former states of the affective life and function. An excellent example of the plasticity of the psychic life is the state of sleep, which we all court every night.
Since we know how to interpret even the maddest and most confused dreams, we know that every time we go to sleep we throw aside our hard won morality like a garment in order to put it on again in the morning. This laying bare is, of course, harmless, because we are paralyzed and condemned to inactivity by the sleeping state.
Only the dream can inform us of the regression of our emotional life to an earlier stage of development. Thus, for instance, it is worthy of note that all our dreams are governed by purely egotistic motives. One of my English friends once presented this theory to a scientific meeting in America, whereupon a lady present made the remark that this might perhaps be true of Austrians, but she ventured to assert for herself and her friends that even in dreams they always felt altruistically. My friend, although himself a member of the English race, was obliged to contradict the lady energetically on the basis of his experience in dream analysis. The noble Americans are just as egotistic in their dreams as the Austrians.
The transformation of impulses upon which our cultural adaptibility rests can therefore also be permanently or temporarily made regressive. Without doubt the influences of war belong to those forces which can create such regressions; we therefore need not deny cultural adaptibility to all those who at present are acting in such an uncivilized manner, and may expect that the refinement of their impulses will continue in more peaceful times.
But there is perhaps another symptom of our fellow citizens of the world which has caused us no less surprise and fear than this descent from former ethical heights which has been so painful to us. I mean the lack of insight that our greatest intellectual leaders have shown, their obduracy, their inaccessibility to the most impressive arguments, their uncritical credulity concerning the most contestable assertions. This certainly presents a sad picture, and I wish expressly to emphasize that I am by no means a blinded partisan who finds all the intellectual mistakes on one side. But this phenomenon is more easily explained and far less serious than the one which we have just considered. Students of human nature and philosophers have long ago taught us that we do wrong to value our intelligence as an independent force and to overlook its dependence upon our emotional life. According to their view our intellect can work reliably only when it is removed from the influence of powerful incitements; otherwise it acts simply as an instrument at the beck and call of our will and delivers the results which the will demands. Logical argumentation is therefore powerless against affective interests; that is why arguing with reasons which, according to Falstaff, are as common as blackberries, are so fruitless where our interests are concerned. Whenever possible psychoanalytic experience has driven home this assertion. It is in a position to prove every day that the cleverest people suddenly behave as unintelligently as defectives as soon as their understanding encounters emotional resistance, but that they regain their intelligence completely as soon as this resistance has been overcome. This blindness to logic which this war has so frequently conjured up in just our best fellow citizens, is therefore a secondary phenomenon, the result of emotional excitement and destined, we hope, to disappear simultaneously with it.
If we have thus come to a fresh understanding of our estranged fellow citizens we can more easily bear the disappointment which nations have caused us, for of them we must only make demands of a far more modest nature. They are perhaps repeating the development of the individual and at the present day still exhibit very primitive stages of development with a correspondingly slow progress towards the formation of higher unities. It is in keeping with this that the educational factor of an outer compulsion to morality, which we found so active in the individual, is barely perceptible in them. We had indeed hoped that the wonderful community of interests established by intercourse and the exchange of products would result in the beginning of such a compulsion, but it seems that nations obey their passions of the moment far more than their interests. At most they make use of their interests to justify the gratification of their passions.
It is indeed a mystery why the individual members of nations should disdain, hate, and abhor each other at all, even in times of peace. I do not know why it is. It seems as if all the moral achievements of the individual were obliterated in the case of a large number of people, not to mention millions, until only the most primitive, oldest, and most brutal psychic inhibitions remained.
Perhaps only later developments will succeed in changing these lamentable conditions. But a little more truthfulness and straightforward dealing on all sides, both in the relation of people towards each other and between themselves and those who govern them, might smooth the way for such a change.