AML KYC Professional Experiences

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Senior Global Compliance*AML*KYC Professional
Business Compliance Officer * Corporate Investments * Private Banking
Regulatory Sanctions Risk & Control |AML KYC Due Diligence

An executive with over 15 years of combined experience in private banking, wealth management and investment banking functions; bringing significant tactical advantages gained over a career developed in the front line/first line of defense.
A solid career history in financial services, from leading front-offices to support functions in the Global Banking Industry, displays the ability to take on leadership roles on critical projects and work with senior management. Moreover, a background proved to be instrumental in working with Business leaders to implement the required regulatory changes and compliance transformation through the front office process. Holding a strong knowledge of economic sanctions, political, financial crime, corruption matters particularly in LATAM regimes.
 Regulatory Compliance
 Global Banking Policies
 AML risk mitigation
 Sanctions Risk & Control  KYC Holistic MO
 High risk clients, industries, products Risk Assessments
 Customer Due Diligence  Remediation
 Investment Advisory
 Wealth Management
 SEC-FINRA Regulations
Professional Experience
JPMORGAN CHASE & CO, New York, NY Jan 2015-Oct 2016
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In partnership in the business, I conducted highly advanced customers AML risk assessments and risk ratings; supported bankers based in Brazil and other Latam countries, in learning recent AML regulatory developments by sharing best AML practices; conducted event-driven, and enhanced due diligence directly with the customers and

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