Ipo Process : Going On A Road Show

| - Review Exam- Simulation wrap up- Shareholder Meetings - Final discussion - Power Point Presentation & Annual Report (hardcopies required)

As consultants for Ancher Public Trading (APT), Learning Team A would like to discuss the implications of the Sarbanes-Oxley (SOX) legislation. This memorandum provides a brief history of SOX¡¦s creation, explains the relationship amongst the FASB, SEC and PCAOB, describes the pros and cons of SOX, assesses the impacts of SOX, and lists ethical considerations of SOX.

Create an 8- to 12-slide Microsoft® PowerPointC® presentation, including detailed speaker notes, in which you discuss your personal brand and future story. Include the following in the presentation:

The presentation/product knowledge training would focus on how our solutions/products would add value to the end user, decrease in production time, lower defect run rate and or the real/perceived value that is delivered to the possible end-user.

SecureNet INC, a software enterprise that focuses on the e-commerce security, is trying to raise a first round of funding in October 2000. The company has been unsuccessful in attracting funding from venture capitalists, and raised a small round seeds from local investors in Virginia. In the following two month, SecureNet financed a $250,000 bridge loan from an Angel investor called Trio LLC. Trio has proposed to offer a $ 1.4 million a Series A funding of convertible preferred stock. Right now, Richard Goodson, the CEO of SecureNet must decide whether to accept the offer from Trio LLC, or come back to find other VC investors.

Address the following questions in a 4-5 page write-up of the Boston Beer Company Case to explore the issue of Initial Public Offerings.

The first topic that I’m going to discuss is regulation A with all the assets and what it is useful for. Regulation A is the regulation that introduced by the Securities act, and what regulation a does is it will make you have an exemption from registration requirements. This regulation applies to public offerings of securities that do not exceed five million dollars in any one-year period. So, when we break regulation A down, it is really is making up for all of the strict documentation that goes into investments. This regulation also provides a more efficient way for financial statements, without having to worry about going through an audit.

Address the following questions in a 4-5 page write-up of the Boston Beer Company Case to explore the issue of Initial Public Offerings.

Publicly held companies are not successful by chance. They have to utilize systems that will determine their future and identify potential financial risks, be they environmental or by fellow competitors. The company will focus on five areas of concern that will lead the public to a better understanding of its goals and areas that need improvement. It will make public by means of an organizational statement an outline detailing its purpose as well as general guidelines for accomplishing it. The company will then reveal (with concrete evidence

4. Are there any other issues/considerations Tad should take into account and how should Tad structure his presentation at the partners’ meeting?

There are considerable advantages with obtaining equity through the IPO process. There are, however, some drawbacks that also need to be taken into consideration. Some of the advantages and disadvantages are:

Trade shows are a viable option to generate sales as it is an excellent way to find new accounts to help TRO grow. According to a study conducted by the Center for Exhibition Industry Research (CEIR), “86% of show attendees were the decision-maker or influenced buying decisions, and 85% had not been called on by a salesperson before the show” (Entrepreneur.com.) Dwyer, F. Robert, & Tanner, John, F.,Trade say that “shows are ranked second to advertising in terms of the marketing communication budget.” Also, trade

Therefore, these concerns can only be handled after the company decides on the offering structure, which defines investor’s demographic and a precise stock exchange to list on. Afterward, the company and its underwriters must begin to prepare the required documentation for both potential investors and regulators. The main documents are registration statements and a prospectus which contains all the financial and non-financial information that potential investors require in order to make the investment decision. In most countries, the contents of the prospectus must be approved by the local securities regulators before it can be distributed to potential buyers. (Bodie et al. 2005,

(Q1) Janet Richards and Gilbert Baker own a small firm named InterCat. The firm specializes in the creation and maintenance of Internet catalogues aimed at small businesses. It currently employs around 50 people, most of whom are computer programmers and analysts that follow the high technology market closely. As partners of the firm, they have decided to continue growing and to capture new business from its competitors. To do so, they have decided to start the process of making an initial public offering (IPO). The goal is to start this process as quickly as possible for several reasons, including becoming first to market to capture most of the market share, obtaining a good stock price, and to be one of the few private firms in the

The institution that I have interned within the semester of spring 2015 is Ipreo. Ipreo is an international leader in providing market intelligence data and technology solutions to public and private companies, banks, and investors. Their products and services help their clients make better investment decisions with the proper tools and information. Ipreo is a growing company that is currently a division owned by Goldman Sachs and Blackstone and with over 800 employees and growing while their client base is increasing all over the world but I am located in the Lower Manhattan office next to Wall Street.