To Study Swot Analysis for Portfolio Management Services Offered by Sharekhan Ltd.

The Australian Stock Exchange Group (ASX) has been serving for Australian market since 19th century; ASX is formed to regulate the share trading in Australia and it has been offering services in Australian dollar equities and derivative products . According to the 2015 ASX annual report, ASX has been supporting the infrastructure and stability of the Australian financial market across different corporate customers ; the functions are reviewing and monitoring the record and process of the listed companies, operating the shares within a tradable network system and maintaining a record for the ownership of the shares as well as examining the activity of stockbrokers and providing services in sharemarket . Currently, there are

The Exchange was established on 18th October, 1943 with the main objective to create, protect and develop a healthy capital market in the state of Andhra Pradesh to effectively serve the public and investors interest.

If a public company is listed on the ASX, members of the public can buy and sell securities (such as shares) issued by the company on the secondary market conducted by the ASX. People wishing to buy or sell securities must do so through a broker who is a participant in the ASX.

Shares of the various East India companies were issued on paper, which allowed investors to sell to other investors. However, in order to be able to buy stocks, an

The company offers wide variety of products and services to cater to the needs of different segments of the society including retail consumers, SME (Small and Medium Enterprises), large organizations and financial advisors. It operates four divisions’ namely financial advice and distribution services, platform management and administration, investment management products and trustees services.

The role of the Division of Trading and Marketing is that assists the Commission implement its responsibility for maintaining fair, orderly, and efficient markets. The Division’s staff provides monitor major participants of the securities market, such as the securities exchanges; securities firms; self-regulatory organizations (SROs) including the Financial Industry Regulatory Authority (FInRA), the Municipal Securities Rulemaking Board (MSRB), clearing agencies that help facilitate trade settlement; transfer agents (parties that maintain records of securities owners); securities information processors; and credit rating agencies. The Division also monitors Securities Investor Protection Corporation (SIPC) that makes sure securities and cash in the customer accounts of the failed member brokerage firms. The additional responsibilities of Division include enforce financial integrity program for broker-dealers of the Commission, reviewing recommended new rules and change to existing rules submit by the SROs, assist the Commission to establish rules and publish interpretations on matters affecting the operation of the securities markets, and monitor the markets.

A stork market is a place where stocks and bonds are sold or bought, an example is the New York stock exchange

This is to certify that Miss , a student of Master of Business Administration (Finance) has completed her Project on the topic entitled

Even though the departments offer different services, they all contribute to the overall goals of the firm. They mainly deal with issues relating to securities trading and selling. The purpose of this report is to provide a comprehensive outlook of the retail and institutional sales department. The central function and responsibility of the department is to provide investment advice, obtain securities orders from individual and institutional or corporate clients and marketing services (Besley & Brigham, 2014). Some of the principal customers include insurance firms, banks, government and private pension plans corporate retirement plans among others (Downes & Goodman, 2003). The operations and processes at the retail wing are focused on individual clients who are interested in buying and selling stocks, mutual funds and bonds. In particular, daily operations in the department entail buying and selling of securities, offering investment advice and the provision of the marketing support for investment brokers. Representatives who work in the department also answer and respond to customer queries through telephones calls and emails from customers and mailing marketing literature and surveys to retail and institutional clients (Lee & Gabriel,

The stock exchange is a place where individuals or investors can buy and sell shares of stock in any company on the list of exchange. Most people in the United States talk of stock exchange, referring to the New York Stock Exchange (NYSE). NYSE is the largest in the world with increasing importance of Internet trading, moving more and more from a physical trading floor to a global network of exchanges linked electronically from cyber space (Jill, 2006).

called as Dalal Street) where they would conveniently assemble and transact business. In 1887, they formally established in Bombay, the "Native Share and Stock Brokers ' Association" (which is alternatively known as "The Stock Exchange "). In 1895, the Stock Exchange acquired a premise in the same street and it was inaugurated in 1899. Thus, the Stock Exchange at Bombay was consolidated.

The U.S. Securities and Exchange Commission that was established in 1934 by the United States Congress as an independent, quasi-judicial regulatory agency following the Crash of 1929. The SEC is a federal agency that serves the purpose of administrating and enforcing when necessary federal securities laws that were put in place to protect investors. A further look at what the SEC is and how it is structured will be explained in this paper. Also a look at the federal laws that the SEC administers and enforces will be divulged to further emphasize what the SEC is as well as what it does.

* Seqouia – a private investment firm. It focuses on high risk opportunities with the potential growth in sales, earnings and cash flows, which would translate into stock appreciation. This group of shareholders could be interested in long-term growth rather then in giving out dividends now.

The stock market in India is one of the efficient and dynamic markets for securities in Asia. Shares trading market started growing in India from 19th century when a bunch of stock brokers in Bombay formed Native Share and Stockbrokers Association in 1875. This association played a key role in devising the codes of conduct in stock broking industry and helped in mobilizing capital for investment in various corporate companies. It was later known as Bombay Stock Exchange, the oldest stock exchange of Asia. BSE National Index was launched by January 1989 and consisted of 100 stocks listed at 5 major exchanges in India.

The company consistently provides superior customer services to its clients before and after providing investment solutions (Invesco Ltd., 2013).