In which of the following situations is there a violation of client confidentiality under the AICPA Code of professional conduct?   1. A member discloses confidential client informationto a court in connectionwith arbitration proceedings related to the client. 2.A member disclosesconfidential client informationto a professional liability insurance carrier after learning of a potential claim against the member. 3.A member whose practice is primarily bankruptcy discloses a client's name. 4.A member uses a record retention agency to store clients' records that contain confidential client information.

Auditing: A Risk Based-Approach to Conducting a Quality Audit
10th Edition
ISBN:9781305080577
Author:Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Publisher:Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Chapter4: Professional Liability, Auditor Judgment Frameworks, And Professional Responsibilities
Section: Chapter Questions
Problem 63RSCQ
icon
Related questions
Question

In which of the following situations is there a violation of client confidentiality under the AICPA Code of professional conduct?

 

1. A member discloses confidential client informationto a court in connectionwith arbitration proceedings related to the client.

2.A member disclosesconfidential client informationto a professional liability insurance carrier after learning of a potential claim against the member.

3.A member whose practice is primarily bankruptcy discloses a client's name.

4.A member uses a record retention agency to store clients' records that contain confidential client information.

Expert Solution
trending now

Trending now

This is a popular solution!

steps

Step by step

Solved in 2 steps

Blurred answer
Knowledge Booster
Legal, Regulatory and Professional Obligations of Auditors
Learn more about
Need a deep-dive on the concept behind this application? Look no further. Learn more about this topic, accounting and related others by exploring similar questions and additional content below.
Similar questions
  • SEE MORE QUESTIONS
Recommended textbooks for you
Auditing: A Risk Based-Approach to Conducting a Q…
Auditing: A Risk Based-Approach to Conducting a Q…
Accounting
ISBN:
9781305080577
Author:
Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Publisher:
South-Western College Pub
Administration Of Wills/Trusts/ And Estates
Administration Of Wills/Trusts/ And Estates
Finance
ISBN:
9781285281308
Author:
Brown
Publisher:
Cengage
Auditing: A Risk Based-Approach (MindTap Course L…
Auditing: A Risk Based-Approach (MindTap Course L…
Accounting
ISBN:
9781337619455
Author:
Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Publisher:
Cengage Learning