1. Explain the four (4) forms of regulation which are: a. Disclosure regulation b. Financial activity regulation c. Regulation of financial institutions d. Regulation of foreign participants Give examples each to fully discuss. 2. Elaborate the three (3) regulators: a. Market stability regulator b. Prudential regulator c. Business conduct regulator Cite examples to have a better explanation 3. Differentiate internal market from external market. Cite examples. 4. Discuss the following money market financial instruments and give examples: a. Treasury bills, b. commercial paper, c. negotiable certificates of deposit, d. repurchase agreements, and e. bankers acceptances 5. Distinguished between common stock equity and preferred stock equity. Give examples. 6. Differentiate between bank loan and debt securities. Give examples. 7. Discuss the distinctions between cash market and derivative market. Cite examples. 8. Describe the activities in Public Market Issuance. Cite examples. 9. Differentiate order-driven market structure versus a quote-driven market structure. Give examples. 10. Elaborate Exchange vs. Over-the-Counter in Secondary Markets. Cite examples 11. Discuss the three (3) levels of market efficiency and give examples to better explain the topic: a. Weak form efficient b. Semi strong form efficient c. Strong form efficient

Financial Accounting Intro Concepts Meth/Uses
14th Edition
ISBN:9781285595047
Author:Weil
Publisher:Weil
Chapter1: Introduction To Business Activities And Overview Of Financial Statements And The Reporting Process
Section: Chapter Questions
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1. Explain the four (4) forms of regulation which are:
a. Disclosure regulation
b. Financial activity regulation
c. Regulation of financial institutions
d. Regulation of foreign participants
Give examples each to fully discuss.
2. Elaborate the three (3) regulators:
a. Market stability regulator
b. Prudential regulator
c. Business conduct regulator
Cite examples to have a better explanation
3. Differentiate internal market from external market. Cite examples.
4. Discuss the following money market financial instruments and give examples:
a. Treasury bills,
b. commercial paper,
c. negotiable certificates of deposit,
d. repurchase agreements, and
e. bankers acceptances
5. Distinguished between common stock equity and preferred stock equity. Give
examples.
6. Differentiate between bank loan and debt securities. Give examples.
7. Discuss the distinctions between cash market and derivative market. Cite
examples.
8. Describe the activities in Public Market Isuance. Cite examples.
9. Differentiate order-driven market structure versus a quote-driven market
structure. Give examples.
10. Elaborate Exchange vs. Over-the-Counter in Secondary Markets. Cite examples
11. Discuss the three (3) levels of market efficiency and give examples to better
explain the topic:
a. Weak form efficient
b. Semi strong form efficient
c. Strong form efficient
Transcribed Image Text:1. Explain the four (4) forms of regulation which are: a. Disclosure regulation b. Financial activity regulation c. Regulation of financial institutions d. Regulation of foreign participants Give examples each to fully discuss. 2. Elaborate the three (3) regulators: a. Market stability regulator b. Prudential regulator c. Business conduct regulator Cite examples to have a better explanation 3. Differentiate internal market from external market. Cite examples. 4. Discuss the following money market financial instruments and give examples: a. Treasury bills, b. commercial paper, c. negotiable certificates of deposit, d. repurchase agreements, and e. bankers acceptances 5. Distinguished between common stock equity and preferred stock equity. Give examples. 6. Differentiate between bank loan and debt securities. Give examples. 7. Discuss the distinctions between cash market and derivative market. Cite examples. 8. Describe the activities in Public Market Isuance. Cite examples. 9. Differentiate order-driven market structure versus a quote-driven market structure. Give examples. 10. Elaborate Exchange vs. Over-the-Counter in Secondary Markets. Cite examples 11. Discuss the three (3) levels of market efficiency and give examples to better explain the topic: a. Weak form efficient b. Semi strong form efficient c. Strong form efficient
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