Describe the purpose(s) of various federal securities laws.

Q: What was the primary reason for the establishment of the 1933 Securities Act and the 1934 Securities…

A:

Q: Define revenue bonds

A: Answer: A revenue bond is also regarded as a municipal bond that is sponsored by specific individual…

Q: - Which of the following is the basis for fixing the price of securities in the financial market?…

A: Government is a regulatory body and doesn't fix the price of the security. Option a. is incorrect.…

Q: Under which of the following markets short term government securities are traded? a. Bond Market b.…

A: There are various markets in finance like equity, forex, bond, stock

Q: is a government-authorized agency created to enforce the 1933 Securities Act.

A: After the market crash in 1929, the Securities Exchange Commission enacted the 1933 SA to protect…

Q: what are the requirements for registration for TMCs/TAs with the Securities and Exchange Commission

A: Securities and Exchange Commission means the board which control all the activities of a company .…

Q: Why were federal securities laws originally enacted by Congress?

A: Managerial accounting:   Managerial accounting is more focused towards analyzing information and…

Q: Describe the various functions performed by Federal Reserve

A: Function performed by federal bank  1 Maintain adequate liquidity in market. 2 Maintain interest…

Q: Explain the origin and expansive role of the Securities and Exchange Commission.

A: Answer: Origin and expansive role of Securities and Exchange Commission: The Securities and Exchange…

Q: d) Special provision is one factor that determines the interest rates for individual securities.…

A: The various provisions affect the interest rate for individual securities. these factors are namely…

Q: Securities that are registered at the U.S. Federal level are not subject to U.S. state governments…

A: There are various laws governing securities

Q: Explain the disclosure requirements of the 1933 Act, including which securities and transactions are…

A: The securities act of 1933 is an act that has been passed after the market crash that took place in…

Q: Under which of the following markets short term government securities are traded? a. Bond Market…

A: Government securities are the instruments issued by a government to borrow money.

Q: Explain how securities markets provide a link between the corporation and investors.

A: Investment means engaging the funds to generate income for the future. Those who invest their funds…

Q: What is the role of the Securities and Exchange Commission? Why are securities laws frequently…

A: Securities and Exchange Commission is a federal independent agency of United States which is…

Q: Which are the Federal and State Securities Authorities?

A: The question is based on the concept of security authorities working in United State. The law of…

Q: What does the Securities Exchange Act of 1934 cover?

A: Securities exchange Act of 1934 was designed to protect against unfair and inequitable practices in…

Q: Briefly explain the role of underwriters in the issuance of securities.

A: An underwriter is referred to as the party, which used to evaluate as well as assume that another…

Q: Differentiate between marketable securities held for operating (transactions) purposes and…

A: Marketable securities are short-term liquid Assets that can be liquidated to cash quickly. These…

Q: What are some SEC regulations regarding sales of new securities?

A: The question is based on the concept regulation by the Securities and Exchange Commission for issue…

Q: Name two reasons that requiring more disclosure in the securities market is helpful.

A: Disclosure means making the information or facts about the company known to the public, customers…

Q: Define Available-for-Sale Securities

A: Available for sale securities are treated as a current asset and shown at fair value on balance…

Q: What does the Securities Act of 1933 cover?

A: Securities and Exchange Commission (SEC): SEC is an independent organization of the federal…

Q: Which forms do most companies file with the SEC in connection with the offering of securities to the…

A: Going public typically refers to when a company undertakes its initial public offerings, by selling…

Q: Write a note on Three primary means companies use to offer securities to the general public?

A: Securities are the tradeable financial instruments that are bought and sold in the financial markets…

Q: Give 5 functions of the Securities Commission under section 15 of the Securities Commission Act…

A: The SCA was created on 1st March 1993. This commission is a statutory body funding its operations by…

Q: Government debt securities are issued by Whose obligations are they?

A: Government debt securities are those securities that are issued by the federal government to provide…

Q: is a government-authorized agency created to enforce the 1933 Securities Act. A) The Securities and…

A: To control the securities, securities act 1933 was passed.

Q: What was established as a result of the passage of the Dodd Frank law by Congress to provide…

A: The answer for the theory question on the passage of Dodd Frank law is presented hereunder : The…

Q: Define Securities and Exchange Commission (SEC)

A: The SEC was established in 1934 by the reference of The securities exchange act,1934 in response to…

Q: Discuss the objectives of the Securities Act of 1933 and the Securities Exchange Act of 1934. How…

A: Securities and Exchange Commission (SEC): SEC is a governmental agency that has the legal power, for…

Q: procedure for selling its securities

A: Securities are sold by both private individuals, firms, or the government. The procedure for selling…

Q: Define tax-exempt bonds

A: Bonds are the liabilities of the company which is issued to raise the funds required to finance the…

Q: Indicate whether the statement is true or false. The Securities Exchange Act established the…

A: EXPLANATION:- The Security and Exchange Commission (SEC) is an autonomous major federal organisation…

Q: A core objective of the International Organization of Securities Commissions is to: B . protect…

A: International Organization of Securities Commission is an international body that regulates the…