How does the SEC generate revenues?

Q: What type of financial institutions may offer the services for reception and transmission of orders…

A: Order receipt and transmission refer to receiving a purchase or sale order from a customer and…

Q: Why were federal securities laws originally enacted by Congress?

A: Managerial accounting:   Managerial accounting is more focused towards analyzing information and…

Q: tion (b) the capture theory of regulation (c) the economic interest theory of regulatio

A: a) Assumptions in public interest theory:i. The regulatory body is considered to representthe…

Q: Describe the Oman Companies Formation act and procedure?

A: Oman companies Formation act and procedure

Q: What is the meaning of Chief accountant of the SEC?

A: Securities Exchange Commission (SEC): This is the government agency that governs the working of…

Q: What is agency promblem in financial terms?

A: Agency problem is the conflict arises in the interest inherent in any relationship, in which one…

Q: State the differences between private sector and public sector accounting.

A: Private Sector The private sector refers to: organizations that are not government-owned, and the…

Q: Explain the origin and expansive role of the Securities and Exchange Commission.

A: Answer: Origin and expansive role of Securities and Exchange Commission: The Securities and Exchange…

Q: Discuss the primary differences between U.S. GAAP and IFRS with respect to accounting for…

A: Generally Accepted Accounting Principles:   GAAP (Generally Accepted Accounting Principles) is a…

Q: Can you think of any reasons why the SEC relies on private sector bodies to set accounting…

A: Securities and Exchange Commission (SEC): SEC was created under the Securities Act of 1933 and…

Q: How does the following contributed to capital market a) Information disclosure b)Liberalisation…

A: A financial market seems to be a place where consumers trade financial securities including bonds,…

Q: What is the role of the Securities and Exchange Commission? Why are securities laws frequently…

A: Securities and Exchange Commission is a federal independent agency of United States which is…

Q: Why impose regulations that require publicly traded firms to publish their financial statements?

A: Financial statements are the documents that need to maintain by the company in order to check the…

Q: Who does the Financial Markets Authority have oversight over

A: Financial Markets Authority- It is a New Zealand government's agency founded in 2011. It is set up…

Q: Which of the following entity is involved in regulating the financial sector Ⓒa PFRDA Ob. SEBI OC…

A: The financial sector is a sector that is responsible for providing financial services to the…

Q: Management accounting focuses on     internal reporting.     tax preparation.     auditing.…

A: Management accounting: Under this accounting includes providing the information related to the…

Q: How it's GAAP and IFRS is suitable for Corporate Entities ?

A: The primary difference between the two systems is that GAAP can be called rules-based whereas IFRS…

Q: What are some of the major divisions and offices within the SEC?

A: Securities and Exchange Commission (SEC):   The board which set rules for the companies for…

Q: How were UBI's shareholders' funds and capital sensitive to various regulatory norms?

A: Regulatory Standards lay down all the laws, norms, and regulatory authority who regulates financial…

Q: What potential sanctions does the SEC have against a CPA firm?

A: Securities and Exchange Commission (SEC): Securities and Exchange Commission (SEC) is a…

Q: Explain the relationship between the SEC and the various private sector standard-setting bodies that…

A: SEC has the power to prescribe the accounting practices and principles to be employed by the…

Q: Discuss the methods by which the SEC can influence the development of generally accepted accounting…

A: Definition:   Securities Exchange Commission (SEC): This is the government agency that governs the…

Q: What type of organization primarily offers tax compliance, auditing, and consulting services?A.…

A: There are various forms of business organisation. These are sole proprietorship, partnership and…

Q: What is the SEC’s relationship to the Public Company Accounting Oversight Board?

A: The Sarbanes-Oxley Act created the Public Company Accounting Oversight Board to supervise the…

Q: How does the SEC affect the development of generally accepted accounting principles in the United…

A: SEC affects development of generally accepted accounting principles in the United States by…

Q: How did the Sarbanes–Oxley Act impact corporations’ financial reports?

A: The sarbanes Oxley act had a significant impact on the corporate governance of the us corporations,…

Q: Which forms do most companies file with the SEC in connection with the offering of securities to the…

A: Going public typically refers to when a company undertakes its initial public offerings, by selling…

Q: How its GAAP and IFRS is suitable for corporate entities?

A: GAAP: The full form for GAAP is generally accepted accounting principles. It refers to the…

Q: How were financial corporations viewed pre-, during and post- recession from a nation-state and…

A: Financial corporations are those corporations which provide financial services to the customers.…

Q: What was the SEC’s response to the FASB’s handling of accounting for oil- and gas-producing…

A: SEC holds the power to regulate the pronouncements which are developed in the private sector. The…

Q: Taxes affect many financial decisions. Explain how (a)interest and dividend payments are treated for…

A: a. From the company’s perspective, Interest and dividend payment reduce the tax liability of the…

Q: What role does a corporation audited financial statements Play in determining it's taxable income?

A: Whatever financial statement that has already been audited by a certified public accountant (CPA) is…

Q: Why do certain corporations disclose non-GAAP financial measures?

A: This question explains about corporations disclose non-GAAP financial measures