The _____ contains the so-called Volcker Rule, which prohibits depository banks from proprietary trading. a. Sarbanes-Oxley Act of 2002 b. Maloney Act of 1938 c. Securities Investor Protection Act of 1970 d. Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 e. Securities Act of 1933
The _____ contains the so-called Volcker Rule, which prohibits depository banks from proprietary trading. a. Sarbanes-Oxley Act of 2002 b. Maloney Act of 1938 c. Securities Investor Protection Act of 1970 d. Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 e. Securities Act of 1933
Intermediate Financial Management (MindTap Course List)
13th Edition
ISBN:9781337395083
Author:Eugene F. Brigham, Phillip R. Daves
Publisher:Eugene F. Brigham, Phillip R. Daves
Chapter18: Initial Public Offerings, Investment Banking, And Capital Formation
Section: Chapter Questions
Problem 3Q
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The _____ contains the so-called Volcker Rule, which prohibits depository banks from proprietary trading.
a. Sarbanes-Oxley Act of 2002
b. Maloney Act of 1938
c. Securities Investor Protection Act of 1970
d. Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010
e. Securities Act of 1933
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