What is the difference between public and private information with regard to insider trading.  Give examples.

Q: What was the primary reason for the establishment of the 1933 Securities Act and the 1934 Securities…

A:

Q: Please give an example of any well-known insider trading case and how it impacted the company and…

A: Insider trading is an act of purchasing and selling of securities while knowing about insider…

Q: Identify the main ethical arguments that

A: Insider trading is considered as unethical in corporate world and there are huge punishment for…

Q: Why can a stockholder have the right to inspect corporate books and records? Is this right absolute…

A: Stockholders:-Stockholders also known as the shareholders of the company. Stockholders includes a…

Q: Why were federal securities laws originally enacted by Congress?

A: Managerial accounting:   Managerial accounting is more focused towards analyzing information and…

Q: What are the major internal controls over owners’ equity?

A: Stockholders’ equity is the claims of owners on a company’s resources, after the liabilities are…

Q: What were the financial and non-financial impacts of corruption in the company Wirecard?

A: Wirecard- is an insolvent payment processor and  financial services provider founded in the year…

Q: Which types of transactions, exchanges, or events would indicate that an investor has the ability to…

A: When an investor has a considerable amount of control over the activities of an investee, the equity…

Q: What were in the risks in Wells Fargo Scandal? How did the board of directors play a part in the…

A: A situation or behavior that offends decorum or accepted moral standards, or brings shame to…

Q: What are the different sources of risk for an investor who holds a corporate bond, what are…

A: Both  bonds and common stocks are financial securities and hence the holders of these securities…

Q: discuss the different instances when there is no duty to disclose in insider trading

A: Answer: Insider trading is the trading of internal information to outside market which is illegal.…

Q: Explain how securities markets provide a link between the corporation and investors.

A: Investment means engaging the funds to generate income for the future. Those who invest their funds…

Q: In a case of Insider Trading, the SEC will analyze if the transaction resulted in an illegal profit…

A: Stock’s prices are affected by company’s activities. Company makes various decisions to increase the…

Q: Why impose regulations that require publicly traded firms to publish their financial statements?

A: Financial statements are the documents that need to maintain by the company in order to check the…

Q: Who are covered by the anti-bribery provisions?  Who are covered by the accounting provisions?

A: The Foreign Corrupt Practices Act of 1977 (FCPA) is a United States federal law  known primarily for…

Q: What is the course of action (s) can be used to prevent fraudulent financial reporting in stock…

A: Fraudulent financial reporting  Reckless conduct, acts, or omissions, or Intentional…

Q: does insider trading occur? What government agency is responsible for protecting against the…

A: Insider trading is the buying or selling of a publicly traded company's stock by someone who has…

Q: The Securities and Exchange Commission’s mission is to regulate the securities markets by requiring…

A: Securities and Exchange Commission is an independent federal agency which is responsible for…

Q: What potential sanctions does the SEC have against a CPA firm?

A: Securities and Exchange Commission (SEC): Securities and Exchange Commission (SEC) is a…

Q: Explain why a duty to prevent insolvent trading is imposed on directors by statute. Provide an…

A: Financial Accounting Financial accounting is the process of recording financial events, summarizing…

Q: Mason is a financial analyst who specializes in securities. When providing an analysis of securities…

A: Sarbanes-Oxley Act of 2002

Q: What are the defenses that someone can take to charges of violations under the 1933 securities act?

A: Defenses are explained below

Q: Which forms do most companies file with the SEC in connection with the offering of securities to the…

A: Going public typically refers to when a company undertakes its initial public offerings, by selling…

Q: Discuss the arguments for each position. Some individuals maintain that the only proper accounting…

A: The argument for this statement is this that whether to use current value or not is totally depends…

Q: Does GAAP distinguish between fair values that are readily determinable from a securities exchange…

A: GAAP refers to the accounting principles & rules which are followed by the companies for…

Q: Discloses in developed countries generally more extensive and more credible than disclosures of…

A: Disclosures means circulation and sending of all important information related to financial matters…

Q: What are the Possible sanctions (Financial penalties) Against company who break the rules of ACCA or…

A: IFRS is a collection of accounting regulations for public firms' financial statements that aims to…

Q: who are some of the regulatory entites that oversee /regulate finanical markets

A: There are multiple number of regulatory entities or agencies which aims to oversee or regulate the…

Q: Who are external users in a publicly-traded company? Give examples?

A: External users: External users are individuals those who are not involved in management or…

Q: What was established as a result of the passage of the Dodd Frank law by Congress to provide…

A: The answer for the theory question on the passage of Dodd Frank law is presented hereunder : The…

Q: What are the “Corporate Legal Person Traders” Explain those in details with your own words.

A: A legal entity may be defined as a body incorporated which has their own existence. These legal…

Q: Under the 1933 Securities Act, which of the following must be proven by the purchaserof the…

A: From the given statement we have to find out that under the 1993 securities act which must be proven…

Q: It is and to sell or buy shares of a company on the basis of information not available to the…

A: Company means the form of business where management is separately from owner and have perpetual…

Q: Confidentiality and privacy

A: Confidentiality means protecting secrecy. Banks have a duty to protect the confidentiality of their…

Q: What is insider trading?  Discuss fully and include a definition of an “insider”

A: Financial crimes referred as the criminal activities conducted by individual or business to render…

Q: How does the public good of accounting information lead to underproduction in a free market?

A: Accounting information is provided to the users in the form of annual Statement which includes…

Q: Discuss different essential ingredients which constitute the offense of insider trading along with…

A: Insider trading refers to the stock market trading based on the insider information available from…

Q: What is non-IFRS financial information? Discuss how ASIC’s RG230 could be applied to minimise the…

A: RG230 deals with "Disclosing Non-IFRS financial information."

Q: It safeguards the investing public against losses in case of fraud, failure or insolvency of brokers…

A: The Philippine Stock Exchange, Inc. is the national stock exchange of the Philippines. It is a…