Which Federal Law established that all newly issued security offerings traded on national exchanges need to provide a prospectus to investors? O Securities Act of 1933 O Securities Act of 1934 O Maloney Act of 1938 Investment Company Act of 1940 O

Which Federal Law established that all newly issued security offerings traded on national exchanges need to provide a prospectus to investors? O Securities Act of 1933 O Securities Act of 1934 O Maloney Act of 1938 Investment Company Act of 1940 O

Entrepreneurial Finance

6th Edition

ISBN:9781337635653

Author:Leach

Publisher:Leach

Chapter8: Securities Law Considerations When Obtaining Venture Financing

Section: Chapter Questions

Problem 18DQ

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Question

Which Federal Law established that all newly issued security offerings traded on national exchanges need to provide a prospectus to investors?
O Securities Act of 1933
O Securities Act of 1934
O Maloney Act of 1938
O Investment Company Act of 1940

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