SIE Midterm Exam Student Version

Choose the best answer 1.) A place or system that primarily allows trading of financial assets with a maturity of more than one year 2.) Allows trade of commodities and contracts wherein they are to be delivered on a future date but at a set price 3.) A place or system that allows trading of highly liquid and short-term securities A.) Futures market B.) Bond market C.) Primary market D.) Money market E.) Capital market F.) Organized market G.) Over-the-counter market H.) Secondary market I.) Cash market

Financial markets, Saving and Investment (chapter 13) Q:  Rank bonds, common stock, and preferred stock with regard to two factors the possibility of a substantial increase in value. Rank these same securities with regard to investors' legal claims for repayment on their investments. Note Please Highly Requesting Do not Copy Paste Questions From Chegg, Or Coursehero .. I Have Chegg, Coursehero

INSTRUCTION: A. Research all about the concept of the following financial securities and explain the relevance to a capital market in your own words: 1. Stock 2. Bonds 3. Derivative

Choose the correct statement about different types of financial markets: a. Capital market is the market for short-term government and corporate debt securities b. None of these c. Money market is market for long-term financial instruments d. Stock market is the market where participants can issue and trade stocks

Categorize each of the nine different sources of risk according to the investment class to which it applies. If the risk applies to both stocks and bonds then categorize it as​ "both."       Question content area bottom Part 1 Interest rate risk applies​ to:     A. stocks only.   B. bonds only.   C. both stocks and bonds.

Which of the following is an example of long term instruments? (select all that apply) a. Asset backed securities b. Commercial paper С. Repo d. Treasury bill

a. Brief History of the Stock Market in detail from past to present. b.Describe the private equity market including the different components that make up the market.  Pick one component of the private equity market and provide an examplec. Explain about the Primary and Secondary Markets.  Provide detailed information about the different markets and how they operated. Expand on the details surrounding Price Weighted and Value weighted indexes.  Provide some details on how to calculate index returnse. Conclude with an explanation of how an investor can implement the stocks market analysis into a investing strategy

Indicate whether the following instruments are examples of money market or capital marketsecurities.a. U.S. Treasury billsb. Long-term corporate bondsc. Common stocksd. Preferred stockse. Dealer commercial paper

1. Statement 1: Financial securities are instruments that can be transferred or sold easily through established financial markets. Statement 2: Financial securities uses physical certificates that sellers (holders) need to seek the approval and signature of the is suer to be transferred to the buyer. Statement 3: Financial securities are tradeable through established market or over-the counter. Statement 4: Financial securities hold monetary value or face value that is equivalent to their selling price. Statement 5: Financial securities are fumgible that can be converted into assets or cash. a.All statements are true b.Statements 1,2 and3 are true c.Statements 2, 3 and 4 are true d.Statements 3,4 and 5 are true e. Statements 1, 3 and5 are true f. Statements 2, 4 and 5 are true 2. Statement 1: Debt securities represent ownership in a firm that would entitle the holders certain dividends and claims in a firm. Statement 2: Equity securities are loans made by the issuing firm that…

12) Which of the following is NOT a property of Financial assets? A. Divisibility B. Reversibility C. Convertibility D. Marketability 13) Which of the following security is issued in money market: A. Common stock B. Preferred stock C. Bankers acceptance D. Commercial bonds 14) The money market is used to issue securities that maturity in: A. One year B. Two years C. Three years D. Four years 15) The capital market is used to issue securities that maturity in: A. 3 months B. 6 months C. 9 months D. 15 months 16) All the following factors contribute to the integration of the financial market: A. Liberalization B. Technology C. Institutionalization D. Democratization 17) Which money market instrument is infrequently traded in the Secondary Market: A. Treasury bills B. Commercial paper C. Certificate of deposit D. Repurchase agreement

PLS HELP ASAP

1) Financial markets may be categorized as? A). debt securities markets B). Equity securities markets C). Derivative securities markets D). Foreign exchange markets. Required : Please answer this question by choosing the correct option.

How would you calculate the cost of each security listed in Discussion Question 5 on page 526. Explain. Take the following list of securities and arrange them in order of their priority of claims: Preferred stock Subordinated stock common stock senior debenture senior secured debt  junior secured debt

6.  Bonds and stocks are two financial products. Prepare a briefing note on these two financial products that are the core offerings of a financial market. Provide a comparison of these products. What characteristics of bonds and stocks explain the valuation strategy of each of these financial products? How will you adapt the growth stages model to value stocks (i) in the very long run; and (ii) for a company with no history of dividend payments. Prepare a briefing note for your brokerage.

Which of the following is not a money market instrument? a.Equity Shares b.Treasury Bills c.Certificate of Deposits d.Commercial Paper **reply fast plz -

2. summarize the key features of the markets with the guide questions below. Features Equity Market Fixed-Income Market Types of Securities Traded Accessibility of the Market Levels of Risk Expected Returns Goals of Investors Strategies Used by Market Participants Example markets

Q6

A6) Finance Discuss an overview of securities analysis and portfolio management and its implication to an investor. (in essay form and it should at least have more than 6 main points)

Which of the following is a financial instrument? Select one: a. Merchant bankers b. Leasing Companies c. All the options d. Bonds e. Mutual Fund Companies

What does the book value of debt and equity refer to? O A. The par values of common stock and the maturity values of debt B. What a willing buyer and a willing seller will exchange the asset for O C. The values at which they are traded in the financial markets D. The values at which debt and equity are carried on a balance sheet

Explain each of the investment instruments stated below that offered by financial institutions. These are the investment instruments you like to invest. Explain and justify why. 1. stocks  2. bonds  3. Annuities

_________ is a combination of a wide range of investment products such as bonds, shares, securities, mutual funds and exchange-traded funds .   Select one: a. Saving b. Portfolio c. Gambling d. Speculation

Tell whether the following statements describe the characteristics of stocks or bonds. e. Issues of a stake of ownership in a company. f. Investment that generally have higher reward. g. Debt that is made with an investors for cash exchange for interest. h. Investors can earn money if the security increases, but they can lose money if the security decreases. i. The seller agrees to pay interest on the loan at a fixed rate and schedule.