Situation D: Controls satisfying managemen assertions: Sales Order does not have a control that satisfies the management assertion of Existence/ Occurrence. Shipping Ticket is missing a control to satisfy completeness management assertion. The other processes have a control or more than one control so that all the management assertions are met for that process. A compensating control exists at the AR GL process for missing controls at the Sales Order and Shipping Ticket processes. Each process with a control has at least one preventive control. Each control is done by someone other than the person who performs the related process. ✓ [Choose ] Rank 4 (2nd Highest Risk) Rank 2 (2nd Lowest Risk) Rank 5 (Highest Risk) Rank 3 (Middle Risk) Rank 1 (Lowest Risk)
Situation D: Controls satisfying managemen assertions: Sales Order does not have a control that satisfies the management assertion of Existence/ Occurrence. Shipping Ticket is missing a control to satisfy completeness management assertion. The other processes have a control or more than one control so that all the management assertions are met for that process. A compensating control exists at the
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