CJ 530-Robin Ortiz- Journal-Assess a Scenario

MC Qu. 41-25 The Insider Trading and Securities Fraud... The Insider Trading and Securities Fraud Enforcement Act of 1988 subjects more individuals to civil liability for insider trading and grants the Securities and Exchange Commission (SEC) power to award. public) to insider-trading whistle-blowers. (government rewards for acts beneficial to the Multiple Choice O O in-kind transfers finder's fees recoupment certificates bounty payments APR 27 MacBook Air A W 2 Second create at least three different racoarah questions and/or ha rave othacas X . Exit rlly.p ac g L Editor Du

od 0123 po dass bie Bluogely MINI-EXERCISES achroval, Ybolin0391 31 25onsisd LO 5-1 hude chant desa y Torinos Lamotni s slavi M5-1 Matching Circumstances to the Fraud Triangle Match each of the following circumstances to the corresponding element of the fraud triangle by entering the appropriate letter in the space provided. 35r2 93m aleonoqu 1. Employee has significant personal debt. 2. One employee receives and deposits customer checks. 290 Grave 3. CFO feels she is underpaid relative to other financial officers. 4. Manager approval is not required for expense reports. connect o W S A. Incentive B. Opportunity C. Rationalization

32 33 Which of the following is a responsibility of the SEC? Investigating violations of securities law statutes Investigating violations of anti-trust statutes Instituting regulations for workplace safety Instituting regulations for employee information privacy The financial crisis of 2007-2010 was the main cause of the Dodd-Frank Act. False True 34 Fatty's Fish Fry shop was caught disseminating false advertising when it made a claim that its main competitor was selling fish laced with poison and mercury. Which of the following is true? Fatty's can be stopped from making false claims and may be sued by the injured competitor. Fatty's can only be enjoined from making false statements about its competitor. Fatty's can only be sued on criminal charges by its competitor under the Lanham Act. Fatty's is guilty of failure to disclose.

erd-2020 Fall T x spurs meaning Google Upitan Oregon Trail Map magnetic packag.. Señor Wooly How to Ens Your Board CP1-4 Communication There are two common causes of business and accounting fraud: • A failure of individual character • A culture of greed or ethical indifference within an organization Required: Write a brief memo describing how these two factors could lead to accounting fraud. Thread: Wnte Your response as reguested above, It should be in memo format as cholarly sources to

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Case 6-5 Vertical Pharmaceuticals Inc. et al. v. Deloitte & Touche LLP1 On December 13, 2012, Vertical Pharmaceuticals Inc. and an affiliated company sued Deloitte & Touche LLP in New Jersey state court for alleged accountant malpractice, claiming the firm’s false accusations of fraudulent conduct scrapped a public company’s plans to acquire Vertical for more than $50 million. Vertical is a privately owned company that sells niche prescription drugs geared toward women’s health and pain management. Trigen Laboratories (TLI) sells and markets generic drugs. Deloitte was auditing the 2011 financial statements of Vertical and TLI, which are owned by the same three partners, when it abruptly suspended that review because of supposedly troubling items that two whistleblowers brought to the firm’s attention, according to the complaint, which was filed November 21 in Morris County Superior Court. Deloitte insisted that Vertical hire independent counsel and conduct an internal…

file:///C:/Users/rafan/Downloads/Assignment%201%20Paving%20Company%20Case%20S2%202024%20to%202025.pdf    Using the link for the fraud case answer only this question below.    b) As discussed in units 1 to 4, all frauds involve key elements. Identify and describe usingexamples, the elements of Sharp’s fraud.

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Required information Chapter 04 Problem 4-31 LO 4-6, 4-9 [The following information applies to the questions displayed below.] Management fraud (e.g., fraudulent financial reporting) is a relatively rare event. However, when it does occur, the frauds (e.g., Enron and World Com) can have a significant effect on shareholders, employees, and other parties. The PCAOB's AS 2401, Consideration of Fraud in a Financial Statement Audit, provides the relevant guidance for auditors. Chapter 04 Problem 4-31 Part b LO 4-6, 4-9 b. Select the three conditions that are generally present when fraud occurs: Note: You may select more than one answer. Single click the box with the question mark to produce a check mark for a correct answer and double click the box with the question mark to empty the box for a wrong answer. Management or other employees have an incentive or are under pressure that provides a reason to commit fraud. Circumstances exist that provide an opportunity for a fraud to be carried…

Research the case against Bernie Madoff who was convicted in 2009 for running the largest Ponzi scheme in U. S. history. Do you think that Bernie received a sentence that was fair? Most importantly, research David Friehling, Bernie's auditor. Discuss what David Friehling's role was in this scheme. What outcome occurred from the legal action taken against Friehling.

Required information Chapter 04 Problem 4-31 LO 4-6, 4-9 [The following information applies to the questions displayed below.] Management fraud (e.g., fraudulent financial reporting) is a relatively rare event. However, when it does occur, the frauds (e.g., Enron and WorldCom) can have a significant effect on shareholders, employees, and other parties. The PCAOB's AS 2401, Consideration of Fraud in a Financial Statement Audit, provides the relevant guidance for auditors. Chapter 04 Problem 4-31 Part b LO 4-6, 4-9 b. Select the three conditions that are generally present when fraud occurs: Note: You may select more than one answer. Single click the box with the question mark to produce a check mark for a correct answer and double click the box with the question mark to empty the box for a wrong answer. Management or other employees have an incentive or are under pressure that provides a reason to commit fraud. Circumstances exist that provide an opportunity for a fraud to be carried…

Preventing Cybercrime and Identity Theft Cybercrime and identity theft have become a growing problem in all aspects of society in recent years. Locate an article about cybercrime or identity theft in an organization from one of the types we have discussed in the course (government, not-for-profit organization, healthcare organization, or college or university). Summarize the case of cybercrime or identity theft in your article. What are the risks of these types of crimes to their organization? How can auditing and internal controls help prevent a company from falling prey to cybercrime? Then, review the examples shared by your peers. What strategies related to auditing and internal controls could you suggest for the organizations they shared?

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The Sarbanes-Oxley Act (SOX) contains all of the following titles that have a direct impact on forensic accounting and fraud except: Group of answer choices   Title 4 prohibits personal loans and requires certain financial disclosures. Title 11 provides a possible 25-year prison sentence for anyone altering, destroying, mutilating, or concealing a record, document, or other object (or otherwise impeding) for an official proceeding. Title 9 increases maximum prison sentences for mail and wire fraud from 5 to 20 years. Willfully and knowingly certifying financial reports not in compliance with the Act is now a criminal offense. Title 4 prohibits personal loans and requires certain financial disclosures.

8-If you are notified that one of your clients is being investigated by the Serious Crimes Agency, a. It doesn't matter to the Crime Agency whether you tell him or not b. It makes no difference whether you tell him or not c. You have a duty not to tell the client d. You have a duty to tell the client

A 1 Do research and write a detailed report on the following points: 2 3 - Give the complete definition of fraud. 4 5 5 16 - After doing some research, choose an industry where fraud is regularly committed. Indicate who the parties that could be involved are, and specify the type of fraud they are likely to be involved in. - Choose a popular case where a person is known for having committed fraud. State what would be included in a portfolio of evidence of fraud against this person. - Search for a section in the Prevention of Organised Crime Act 121 of 1998, that governs fraud and state how it would be applicable in a selected business sector of your choice. - What legal recourse is available to employers when an employee has committed fraud? 7 8 - What are the most common economic crimes reported? 9 - Which industries are most affected by economic crime? 10 - What are the major trends in economic crime? 11 12 23 13 What control measure(s) can the following parties of an organisation…

! Required information Chapter 04 Problem 4-31 LO 4-6, 4-9 [The following information applies to the questions displayed below.] Management fraud (e.g., fraudulent financial reporting) is a relatively rare event. However, when it does occur, the frauds (e.g., Enron and WorldCom) can have a significant effect on shareholders, employees, and other parties. The PCAOB's AS 2401, Consideration of Fraud in a Financial Statement Audit, provides the relevant guidance for auditors. Chapter 04 Problem 4-31 Part c LO 4-6, 4-9 c. Select the items that are most likely to be objectives of the "brainstorming" meeting that is held among the engagement team members: Note: You may select more than one answer. Single click the box with the question mark to produce a check mark for a correct answer and double click the box with the question mark to empty the box for a wrong answer. ?Share insights about the entity and its environment and the entity's business risks. ? Provide an opportunity for the team…