Securities Act of 1933 which is passed in 1933 for security exchange works with the motive to secure the investors so that they can get financial and other important information related to securities issued in public sale and also to have a check on activities like fraud, misrepresentation, etc.Regulation D provides various provisions related to exemptions under securities act of 1933 for issuing corporations. There are rules under this regulation like rule 505, rule 506, rule 506, etc. To choose: The correct answer.

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Chapter 14, Problem 14.6.3E

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Introduction: Securities Act of 1933 which is passed in 1933 for security exchange works with the motive to secure the investors so that they can get financial and other important information related to securities issued in public sale and also to have a check on activities like fraud, misrepresentation, etc.Regulation D provides various provisions related to exemptions under securities act of 1933 for issuing corporations. There are rules under this regulation like rule 505, rule 506, rule 506, etc.

To choose: The correct answer.

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Which of the following statements is true? Choose the correct.a. The Securities Exchange Act of 1934 regulates intrastate stock offerings made by a company.b. The Securities Act of 1933 regulates the subsequent public trading of securities through brokers and markets.c. The Securities Exchange Act of 1934 is commonly referred to as blue sky legislation.d. The Securities Act of 1933 regulates the initial offering of securities by a company.

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