Chapter 8, Problem 8.72PAE

Program Plan Intro

(a)

To categorize following issue about Sarbanes Oxley audit of a financial services company into the suitable area specifications:

The issue is five database administrators are accessing the system administrator account that has complete access to database.

Program Plan Intro

(b)

To categorize following issue about Sarbanes Oxley audit of a financial services company into the suitable area specifications:

The given issue is Changes to database structure may not have management approval.

Program Plan Intro

(c)

To categorize following issue about Sarbanes Oxley audit of a financial services company into the suitable area specifications:

The given issue is Users continued to have database access even after termination.

Program Plan Intro

(d)

To categorize following issue about Sarbanes Oxley audit of a financial services company into the suitable area specifications:

The given issue is Backing up database on a regular basis using automated system.

Program Plan Intro

(e)

To categorize following issue about Sarbanes Oxley audit of a financial services company into the suitable area specifications:

The given issue is No logging has been enabled in DBMS in order to save space.

Program Plan Intro

(f)

To categorize following issue about Sarbanes Oxley audit of a financial services company into the suitable area specifications:

The given issue is there are been increase in usage volume of the main transaction table by 100% during last year. And at the same time, it is suggested by basic accounting data that number of customer transactions has been doubled.